03 Sep SEC’s Foreign Corrupt Practices Act Action Against BNYM Shows Importance of Adhering To Established Standards
Posted at 22:13h
in Securities Litigation & Regulation
The SEC’s recent enforcement action against BNY Mellon (“BNYM”) for violation of the Foreign Corrupt Practices Act (“FCPA”) may represent a series of “firsts” in the FCPA arena. But in a broader sense it is just the latest example of the industry failures to adhere to declared...